| Shizuru Judith Anne | Director | 7,500Stock Option (Right to Buy | $4.7K | Grant / award | |
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| EMSTER KURT VON | Director | 7,500Stock Option (Right to Buy | $4.7K | Grant / award | |
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| Crutcher Patrick J | Director | 7,500Stock Option (Right to Buy | $4.7K | Grant / award | |
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| Lucas Svetlana | Director | 7,500Stock Option (Right to Buy | $4.7K | Grant / award | |
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| WIGGANS THOMAS G | Director | 7,500Stock Option (Right to Buy | $4.7K | Grant / award | |
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| Ros Matthew E | Chief Operating Officer | 881Non-Voting Convertible Preferred Stock | $784.09 | Buy | |
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| Crutcher Patrick J | Director | 888Non-Voting Convertible Preferred Stock | $790.32 | Buy | |
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| Crutcher Patrick J | Director | 15,000Stock Option (Right to Buy | $8.7K | Grant / award | |
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| Mahal Jeetinder Singh | CEO and President | 500,000Stock Option (right to buy) | $675K | Grant / award | |
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| CROSS HERB | Chief Financial Officer | 90,000Stock Option (right to buy) | $165.6K | Grant / award | |
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