| 3D Investment Partners Pte. Ltd. | Formerly 10% Owner | 640,000Common Stock | — | Sell | |
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| BEAVER CAROLYN | Director | 44,500Stock Option (Right to Buy) | — | Grant / award | |
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| Lemerond Nicole | Director | 44,500Stock Option (Right to Buy) | — | Grant / award | |
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| Nagao Hideki | Director | 44,500Stock Option (Right to Buy) | — | Grant / award | |
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| IWAKI YUICHI | President and CEO | 450,000Employee Stock Option (Right to Buy) | — | Grant / award | |
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| Matsuda Kazuko | Chief Medical Officer | 350,000Employee Stock Option (Right to Buy) | — | Grant / award | |
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| BEAVER CAROLYN | Director | 20,000Stock Option (Right to Buy) | — | Grant / award | |
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| Lemerond Nicole | Director | 20,000Stock Option (Right to Buy) | — | Grant / award | |
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| Nagao Hideki | Director | 20,000Stock Option (Right to Buy) | — | Grant / award | |
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| BEAVER CAROLYN | Director | 24,500Stock Option (Right to Buy) | — | Grant / award | |
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