| Lynx1 Capital Management LP | 10% Owner | 50,055Common stock, $0.0001 par value per share ("Common Stock") | $279.8K | Buy | |
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| GOWEN MAXINE | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Kassberg Thomas Richard | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Countouriotis Athena | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Kapadia Sandip | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Porter Derrell | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Sondhi Dolan | Director | 10,539Director Stock Option (right to buy) | $55K | Grant / award | |
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| Chou William | PRESIDENT AND CEO | 58,000Employee Stock Option (right to buy) | $432.1K | Grant / award | |
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| Borthwick Kathleen | CFO | 15,610Employee Stock Option (right to buy) | $116.3K | Grant / award | |
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| Chou William | PRESIDENT AND CEO | 4,076Common Stock | $47.6K | Sell | |
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