| Goldthorpe Edward J. | Director | 6,251Common Stock, par value $0.01 per share | $42K | Buy | |
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| Goldthorpe Edward J. | Director | 3,749Common Stock, par value $0.01 per share | $25.1K | Buy | |
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| Rovner Michael | Co-Chief Executive Officer | 7,000Common Stock, par value $0.01 per share | $46.6K | Buy | |
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| SPRENG R DAVID | President and Co-CEO | 1,000Common Stock, par value $0.01 per share | $6.9K | Buy | |
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| Thomson Carmela | CFO, Treasurer and Secretary | 8,000Common Stock, par value $0.01 per share | $54.7K | Buy | |
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| Raterman Thomas B. | CFO, COO | 7,000Common Stock, par value $0.01 per share | $46.6K | Grant / award | |
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| SPRENG R DAVID | President, CEO and CIO | 3,000Common Stock, par value $0.01 per share | $20K | Grant / award | |
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| Raterman Thomas B. | CFO, COO | 3,000Common Stock, par value $0.01 per share | $19.6K | Grant / award | |
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| Carlson Capital, L.P. | 10% Owner | 560,105Common Stock, par value $0.01 per share (the "Common Stock") | $3.9M | Sell | |
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| OCM Growth Holdings LLC | 10% Owner | 1,250,000Common Stock, par value $0.01 per share | $12.3M | Sell | |
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