| Smith Philip Andrew | Chief Executive Officer | 56,250Common Stock | — | Sell | |
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| Smith Philip Andrew | Chief Executive Officer | 56,250Common Stock | — | Option exercise | |
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| Rotsztain Diego | Chief Governance/Legal Officer | 20,298Common Stock | — | Sell | |
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| Maurer Mark Lowry | Chief Risk Officer | 50,528Common Stock | — | Sell | |
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| Rotsztain Diego | Chief Governance/Legal Officer | 30,327Common Stock | — | Sell | |
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| Rotsztain Diego | Chief Governance/Legal Officer | 50,625Common Stock | — | Option exercise | |
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| Perkins Abigail H | Chief Information Officer | 8,924Common Stock | — | Sell | |
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| Maurer Mark Lowry | Chief Risk Officer | 52,564Common Stock | — | Sell | |
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| Maurer Mark Lowry | Chief Risk Officer | 69,372Common Stock | — | Option exercise | |
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| Lyon Charles M | President | 500Common Stock | — | Gift given | |
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