| Fraser Craig | President and CEO | 5,431Common Stock | — | Buy | |
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| Fraser Craig | President and CEO | 4,011Warrants (Right to Buy) | — | Grant / award | |
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| Fraser Craig | President and CEO | 19Series C Preferred Stock | — | Grant / award | |
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| Simonson Steven | SVP, Chief Medical Officer | 2,674Warrants (Right to Buy) | — | Grant / award | |
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| Simonson Steven | SVP, Chief Medical Officer | 13Series C Preferred Stock | — | Grant / award | |
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| Fraser Craig | President and CEO | 2,500Common Stock | — | Buy | |
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| Fraser Craig | President and CEO | 2,500Common Stock | — | Buy | |
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| Geffken Daniel E. | Director | 3,050Stock Option (Right to Buy) | — | Grant / award | |
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| Geffken Daniel E. | Director | 2,033Common Stock | — | Grant / award | |
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| Fraser Craig | President and CEO | 68,800Employee Stock Option (Right to Buy) | — | Grant / award | |
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